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Data of Complaints Against RTA

Data of complaints against Registar and Share Transfer Agents (RTAs).

Data for the month ending: December 2021

SN Received from Carried forward from previous month Received During the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^(in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors 1 10 1 10 0 0 4
2 SEBI (SCORES) 2 12 4 10 2 0 3
3 Stock Exchanges (if relevant) 2 4 0 6 0 0 10
4 Other Sources (if any) 0 1 0 1 0 0 2
5 Grand Total 5 27 5 27 2 0 4

Month - wise data for the current financial year*

SN Month Carried forward from previous month Received Resolved Pending
1 April,2021
2 May,2021
3 June,2021
4 July,2021 3 8 7 4
5 August,2021 7 17 20 4
6 September,2021 4 13 16 1
7 October,2021 1 5 4 2
8 November,2021 2 12 9 5
9 December,2021 5 27 27 5
10 January,2022
11 Feburary,2022
12 March,2022
Grand Total 22 82 83 21

Trend of annual (Calendar Year) disposal of complaints (for 5 years on rolling basis)*

SN Month Carried forward from previous year Received Resolved Pending
1 2017-2018 15 474 482 7
2 2018-2019 7 471 466 12
3 2019-2020 12 165 173 4
4 2020-2021 4 74 72 6
5 2021-2022 22 82 83 21
Grand Total 60 1266 1276 50

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