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Data of Complaints Against RTA

Data of complaints against Registar and Share Transfer Agents (RTAs).

Data for the month ending: January 2023

SN Received from Carried forward from previous month Received During the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^(in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors 0 3 0 3 0 0 4
2 SEBI (SCORES) 1 16 4 13 4 0 5
3 Stock Exchanges (if relevant) 3 11 7 7 6 1 34
4 Other Sources (if any)
5 Grand Total 4 30 11 23 10 1 14

Month - wise data for the current financial year*

SN Month Carried forward from previous month Received Resolved Pending
1 April,2022 5 11 14 2
2 May,2022 2 19 19 2
3 June,2022 2 15 14 3
4 July,2022 3 21 23 1
5 August,2022 1 21 20 2
6 September,2022 2 34 33 3
7 October,2022 3 19 20 2
8 November,2022 2 22 22 2
9 December,2022 2 40 38 4
10 January,2023 4 30 23 11
11 Feburary,2023
12 March,2023
Grand Total 26 232 226 32

Trend of annual (Calendar Year) disposal of complaints (for 5 years on rolling basis)*

SN Month Carried forward from previous year Received Resolved Pending
1 2017-2018 15 474 482 7
2 2018-2019 7 471 466 12
3 2019-2020 12 165 173 4
4 2020-2021 4 74 72 6
5 2021-2022 31 105 111 25
6 2022-2023 26 260 249 37
Grand Total 95 1549 1553 91

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