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Data of Complaints Against RTA

Data of complaints against Registar and Share Transfer Agents (RTAs).

Data for the month ending: September 2022

SN Received from Carried forward from previous month Received During the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^(in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors 0 3 0 3 0 0 3
2 SEBI (SCORES) 1 14 1 14 1 0 7
3 Stock Exchanges (if relevant) 1 5 2 4 2 0 16
4 Other Sources (if any)
5 Grand Total 2 28 3 27 3 0 7

Month - wise data for the current financial year*

SN Month Carried forward from previous month Received Resolved Pending
1 April,2021
2 May,2021
3 June,2021
4 July,2021 3 8 7 4
5 August,2021 7 17 20 4
6 September,2021 4 13 16 1
7 October,2021 1 5 4 2
8 November,2021 2 12 9 5
9 December,2021 5 27 27 5
10 January,2022 5 16 17 4
11 Feburary,2022 4 7 11 0
12 March,2022 0 28 23 5
Grand Total 31 133 134 30

Trend of annual (Calendar Year) disposal of complaints (for 5 years on rolling basis)*

SN Month Carried forward from previous year Received Resolved Pending
1 2017-2018 15 474 482 7
2 2018-2019 7 471 466 12
3 2019-2020 12 165 173 4
4 2020-2021 4 74 72 6
5 2021-2022 31 105 111 25
6 2022-2023 15 143 140 18
Grand Total 84 1432 1444 72

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